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Posts Tagged: business law

Brad Hamilton Receives Pandemic Heroes Award for Legal Relief Efforts

| October 27, 2021 | Announcement, News

Brad Hamilton and his fellow team members of the Colorado COVID Legal Relief program were recognized as “Pandemic Heroes” for their volunteer work with businesses. The Colorado Lawyers Committee (CLC) awarded Brad Hamilton and his fellow volunteer team members with the Pandemic Heroes Award for assisting three or more businesses on behalf of  the Colorado… Read more »

Legal Issues in SEC and State Securities Actions CLE

| October 25, 2021 | Announcement, News

Paul Vorndran and Blaine Bengtson dig into SEC and State securities defense matters to highlight where mistakes can happen and how minimize the risk in CLE on-demand at LawPracticeCLE. When the SEC and State Securities Commissioners pursue enforcement, an alleged violation under scrutiny can often snowball from a stand-alone issue to broader related administrative proceedings… Read more »

When Unregistered Companies are Drawn into SEC Investigations

| September 23, 2021 | Articles

What must – and should — a non-registered company do when the SEC comes calling? By Paul Vorndran and Blaine Bengtson It is well known that the U.S. Securities and Exchange Commission is the nation’s primary regulator of activities related to securities. The SEC has the authority to investigate registered entities and financial professionals affiliated… Read more »

INSIGHT: Fighting the Equalizing Effects of Remote Arbitration

| June 09, 2020 | Articles

Remote arbitration during Covid-19 can put litigators at a disadvantage, if not done well. In Bloomberg Law Insights, Nicole Westbrook, a trial instructor and attorney at Jones & Keller, says some sort of remote arbitration will most likely last after the pandemic and offers tips on how litigators can fight its equalizing effects to achieve client goals.