by Nicole Westbrook | Jun 21, 2019 | Articles
As originally published in ColoradoBIZ. By Nicole Westbrook Governor Jared Polis signed into law a bill to curb frivolous lawsuits in Colorado. The new law, which takes effect July 1, protects citizens and news organizations from baseless lawsuits intended to stifle...
by Lawrence Lee | Jun 6, 2019 | Articles
By Larry Lee Colorado lawmakers have had a busy legislative session. Six new employment laws were enacted in the state addressing equal gender pay, criminal history inquiries, felony convictions for wage violations, local government rule for minimum wage, garnishments...
by Dave Thayer | Jun 5, 2019 | Articles
By Dave Thayer Doing business has become riskier for broker-dealers giving investment advice. On June 5, 2019, the Securities and Exchange Commission (SEC) adopted “Regulation Best Interest” which in a nutshell says that broker-dealers cannot put their own...
by Dave Thayer | Jun 5, 2019 | Articles
By Dave Thayer On May 3, 2019, the Securities and Exchange Commission proposed amendments to improve and streamline financial disclosures relating to business acquisitions and dispositions. The proposed amendments are primarily to rules contained in Article 11 of...
by Reid Godbolt | May 6, 2019 | Articles
By Reid A. Godbolt The Securities and Exchange Commission (“SEC”) recently adopted amendments (available at https://www.sec.gov/rules/proposed/2017/33-10425.pdf) to its Regulation S-K and related rules and forms in seeking to modernize and simplify disclosure...
by Paul Vorndran | Apr 25, 2019 | Articles
By Paul L. Vorndran Selling an annuity while advising investors about their securities investments will subject you to enforcement action by the Colorado Securities Commissioner. In the summer of 2018, the Colorado Securities Commissioner (Commissioner) adopted a rule...
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