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Protecting an Entity in Litigation Part 2: Employee Representation

| April 11, 2023 | Articles

Employees, officers, shareholders, independent contractors, and others might have a role in entity defense. In entity litigation, an attorney must clarify their relationship to each and properly set expectations, boundaries, and responsibilities before discussing information, and steer clear of conflicts of interest. In this five-part series, Nicole Westbrook addresses five critical matters to manage in… Read more »

Protecting an Entity in Litigation Part 1: Preparing 30(b)(6) Witnesses

| April 11, 2023 | Articles

30(b)(6) witnesses must be prepared to discuss the extensive preparation they went through for a deposition. When those preparations are inadequate, varying sanctions can be imposed. Part 1 in the Protecting an Entity in Litigation series by Nicole Westbrook explores the process of setting parameters, selecting and preparing witnesses, and managing risk. In addition to… Read more »

Securities Pitfalls for Transaction Attorneys CLE

| March 10, 2023 | News

Securities cases typically involve high stakes and sensitive matters. When actions come in the form of a letter or subpoena from the SEC, keeping requests in perspective, anticipating risk, and knowing how to proceed can be critical. Paul Vorndran and Brad Hamilton Jones & Keller, P.C. address these and other common securities issues transaction and business… Read more »

SEC Adopts Restrictive Amendments to Rule 10b5-1

| January 25, 2023 | Articles

The SEC adopted final rules imposing new conditions and disclosure requirements on Rule 10b5-1 trading plans, increasing transparency into inside trading plans and related disclosures by SEC registrants. ‒ By Reid A. Godbolt, Esq. The Securities and Exchange Commission (SEC) adopted Final Rules imposing new conditions and disclosure requirements on Rule 10b5-1 trading plans. According… Read more »

Godbolt, McMahon Named Among 2023 Top Lawyers

| December 30, 2022 | Announcement, News

5280 Magazine names Reid Godbolt and Tom McMahon to Denver’s Top Lawyers for 2023. Jones & Keller announces that Shareholders Reid Godbolt and Tom McMahon have been recognized among 5280 Magazine’s Top Lawyers 2023. Both Godbolt, recognized for Securities Law, and McMahon, recognized for Antitrust, have been named to the Top Lawyers list in previous… Read more »

SEC Long-awaited Clawback Rule

| December 27, 2022 | Articles

On October 26, 2022, the SEC adopted long-awaited “clawback” rules relating to the recovery of erroneously awarded incentive-based executive compensation of SEC registrants. ‒ By Reid A. Godbolt, Esq. On October 26, 2022, the Securities and Exchange Commission (SEC) adopted final rules relating to the recovery of erroneously awarded incentive-based executive compensation of SEC registrants…. Read more »

Funding Litigation Goes Upscale to Companies and Law Firms

| December 09, 2022 | Articles

The idea behind third-party litigation funding is to hedge the downside – which in turn impacts the upside – for a company or law firm in litigation. By Nicole Westbrook  Funding litigation has gone upscale from its more modest personal injury roots. With skyrocketing litigation costs, both public and private companies and law firms are turning… Read more »

Lawyer as a Public Citizen, and the World Justice Project

| December 05, 2022 | Articles

A lawyer is a “public citizen” with a responsibility for the quality of justice and the rule of law, both locally and internally. Howard Kenison highlights the important work environmental lawyers are providing — in legal knowledge and experience — to the World Justice Project in the ABA’s Natural Resources & Environment Fall 2022 issue. … Read more »