SEC Adopts Restrictive Amendments to Rule 10b5-1
The SEC adopted final rules imposing new conditions and disclosure requirements on Rule 10b5-1 trading plans, increasing transparency into inside trading plans and related disclosures by SEC registrants. ‒ By Reid A. Godbolt, Esq. The Securities and Exchange Commission (SEC) adopted Final Rules imposing new conditions and disclosure requirements on Rule 10b5-1 trading plans. According… Read more »