Posts By:
Reid Godbolt
January 25, 2023 | Articles
The SEC adopted final rules imposing new conditions and disclosure requirements on Rule 10b5-1 trading plans, increasing transparency into inside trading plans and related disclosures by SEC registrants. ‒ By Reid A. Godbolt, Esq. The Securities and Exchange Commission (SEC) adopted Final Rules imposing new conditions and disclosure requirements on Rule 10b5-1 trading plans. According… Read more »
October 15, 2020 | Articles
By Reid Godbolt. On October 7, 2020, the Securities and Exchange Commission voted to propose a new limited, conditional exemption from broker registration requirements for “finders” who assist small business issuers in private offerings to “accredited investors.” In seeking to ensure that the “finder” concept will be within the small capital raising context, the proposed… Read more »
July 13, 2020 | News
NinjaTrader Group—Long Ridge Equity Partners—June 2020 – Jones & Keller advises NinjaTrader Group in the sale of a majority equity stake to Long Ridge Equity Partners.
March 12, 2020 | Announcement
Jones & Keller acted as corporate and securities counsel to Wagner Wealth Management in the transaction.
March 10, 2020 | News
September 01, 2019 | News
Jones & Keller advises Oribi Manufacturing in its partnership with Cannon Capital, a private equity firm.
July 01, 2019 | News
Jones & Keller Celebrates 15 Years as a Work Study Partner with Arrupe Jesuit High School.
May 06, 2019 | Articles
By Reid A. Godbolt The Securities and Exchange Commission (“SEC”) recently adopted amendments (available at https://www.sec.gov/rules/proposed/2017/33-10425.pdf) to its Regulation S-K and related rules and forms in seeking to modernize and simplify disclosure requirements for public companies, investment advisers and investment companies. The amendments are intended to improve the readability and navigability of disclosure documents and… Read more »
January 01, 2019 | News
Reid A. Godbolt named Denver Best Lawyers Securities Regulation “Lawyer of the Year” for 2018.
June 01, 2018 | News
Jones & Keller advises GOLFTEC in its majority sale to Golf Digest Online of Japan for undisclosed amount.