By Reid Godbolt. On October 7, 2020, the Securities and Exchange Commission voted to propose a new limited, conditional exemption from broker registration requirements for “finders” who assist small business issuers in private offerings to “accredited investors.” In seeking to ensure that the “finder” concept will be within the small capital raising context, the proposed… Read more »
NinjaTrader Group—Long Ridge Equity Partners—June 2020 – Jones & Keller advises NinjaTrader Group in the sale of a majority equity stake to Long Ridge Equity Partners.
Jones & Keller acted as corporate and securities counsel to Wagner Wealth Management in the transaction.
Jones & Keller advises Oribi Manufacturing in its partnership with Cannon Capital, a private equity firm.
Jones & Keller Celebrates 15 Years as a Work Study Partner with Arrupe Jesuit High School.
By Reid A. Godbolt The Securities and Exchange Commission (“SEC”) recently adopted amendments (available at https://www.sec.gov/rules/proposed/2017/33-10425.pdf) to its Regulation S-K and related rules and forms in seeking to modernize and simplify disclosure requirements for public companies, investment advisers and investment companies. The amendments are intended to improve the readability and navigability of disclosure documents and… Read more »
Reid A. Godbolt named Denver Best Lawyers Securities Regulation “Lawyer of the Year” for 2018.
Jones & Keller advises GOLFTEC in its majority sale to Golf Digest Online of Japan for undisclosed amount.
Jones & Keller congratulates the graduates of Arrupe Jesuit, which serves Denver’s economically disadvantaged students.