by Paul Vorndran Third-party asset recovery companies advertise directly to investors known to be victims of investment fraud. A third-party asset recovery company gathers information regarding scams after they have become public, and targets the investors of those scams offering recovery services. According to the North American Securities Administrators Association (NASAA), these firms employ high… Read more »
President of Jones & Keller and well-known securities attorney, Brad H. Hamilton, was quoted by Independent Banker in an article by Karen Epper Hoffman on the need for community banks to understand cybersecurity issues; how to provide cybersecurity direction at board meetings and executive events; learning to present online security issues in basic terms; introducing… Read more »
Bob Davenport passed away on Saturday, October 14, at the age of 87, following a long battle with emphysema, with his wife and son at his side. Bob was born on August 5, 1930 in Earlington, Kentucky. Upon graduation from highschool, Bob was drafted into the Army. Bob and Patricia A. McNerney met shortly thereafer… Read more »
FORMER SEC LAWYER CHALLENGES AGENCY’S ADMINISTRATIVE FORUM Denver lawyer David Zisser worked in the SEC’s enforcement division near the start of his 40-year career and his biggest-ever case could be the undoing of the agency’s in-house tribunal. Zisser convinced the U.S. Court of Appeals for the Tenth Circuit late last year that the way the… Read more »
Jones & Keller advises GOLFTEC in its majority sale to Golf Digest Online of Japan for undisclosed amount.