We are pleased to announce our women attorneys at Jones & Keller were covered in the April 27th edition of the Denver Business Journal, Women in Law. Congratulations to our attorneys, and thank you to the Denver Business Journal for focusing our attention to the important role they possess in our community.
We cordially invite you to attend the 49th Annual Rocky Mountain Securities Conference at the Denver Marriott City Center on May 5, 2017. This year’s event promises to be information-packed and very educational! Speakers include Joseph K. Brenner, Chief Counsel, Enforcement Division, SEC, C. Dabney O’Riordan, Co-Chief, Asset Management Unit, Enforcement Division, SEC, Robert A. Cohen,… Read more »
Date: March 27, 2017 From: Reid A. Godbolt, Esq. The Securities and Exchange Commission (“SEC”) on March 22, 2017, adopted an amendment to Rule 15c6-1(a) under the Securities Exchange Act of 1934 to shorten by one business day the standard settlement cycle for most broker-dealer securities transactions. As you probably know, the standard settlement cycle… Read more »