Frustrated by a lack of federal response to lingering inaction, some states are easing into their own requirements for broker-dealer registration when using finders to secure private funding.
Howard Kenison has earned national recognition as a leading environmental law and litigation attorney in Colorado in the current edition of Chambers USA 2020, a directory of top lawyers and law firms.
Steve Suneson brings strong commercial business and international transaction experience to the Jones & Keller team.
If you are an adviser who sold these investments without knowledge that they were unlawful, or have received a notice from regulators, take steps to protect yourself and your retail clients. By Paul Vorndran The warnings issued by the SEC to investors about Ponzi schemes that prey on senior investors in 2018 remain true today… Read more »
The pandemic’s impact varies based on local, state, and regional factors. Here’s how two past SEER Section chairs see the pandemic affecting their practices.
Several concepts of contract law may provide the non-paying party relief from default and breach of contract claims or termination when the cause is government ordered closure due to a pandemic.
A webinar devoted to drafting contracts that will stand up in the court, hosted by Nicole Westbrook and Cash Parker for the Colorado Bar Association on May 20, 2020.
Business contracts and financial agreements may have hidden risks triggered by today’s pandemic. Curb those risks with a real-time review of your operating agreements and legal contracts. Here’s where to start.
By Dave Thayer The SEC recently issued orders (Release No. IA-5469 and Release No. 34-88318) providing conditional regulatory relief and assistance to reporting companies impacted by the COVID-19. If certain conditions are met, the order provides companies an additional 45 days to file certain Securities and Exchange Act of 1934 (the “Exchange Act”) reports otherwise… Read more »
Delivering consistent legal services and the health and well-being of our clients, firm members, and colleagues is guiding our decisions as we collectively respond to developments in the COVID-19 outbreak.