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Howard Kenison Chair-elect of American Bar Association Section of Environment Energy and Resources

| August 27, 2019 | Announcement, News

Jones & Keller is proud to announce that Howard Kenison, a shareholder in the Denver-based business law firm, is Chair-elect of the American Bar Association (ABA) Section of Environment, Energy and Resources (SEER). He will serve a one-year term before assuming the Chair position from August 2020 to August 2021. Howard was first elected Vice… Read more »

SEC Adopts Regulation Best Interest: New Standards for Broker-Dealers

| June 05, 2019 | Articles

By Dave Thayer Doing business has become riskier for broker-dealers giving investment advice. On June 5, 2019, the Securities and Exchange Commission (SEC) adopted “Regulation Best Interest” which in a nutshell says that broker-dealers cannot put their own pocketbooks ahead of their clients’ “best interest.” For years, broker-dealers were viewed as purveyors of investment products… Read more »