Bob Davenport passed away on Saturday, October 14, at the age of 87, following a long battle with emphysema, with his wife and son at his side. Bob was born on August 5, 1930 in Earlington, Kentucky. Upon graduation from highschool, Bob was drafted into the Army. Bob and Patricia A. McNerney met shortly thereafer… Read more »
FORMER SEC LAWYER CHALLENGES AGENCY’S ADMINISTRATIVE FORUM Denver lawyer David Zisser worked in the SEC’s enforcement division near the start of his 40-year career and his biggest-ever case could be the undoing of the agency’s in-house tribunal. Zisser convinced the U.S. Court of Appeals for the Tenth Circuit late last year that the way the… Read more »
We cordially invite you to attend the 49th Annual Rocky Mountain Securities Conference at the Denver Marriott City Center on May 5, 2017. This year’s event promises to be information-packed and very educational! Speakers include Joseph K. Brenner, Chief Counsel, Enforcement Division, SEC, C. Dabney O’Riordan, Co-Chief, Asset Management Unit, Enforcement Division, SEC, Robert A. Cohen,… Read more »