Bob Davenport passed away on Saturday, October 14, at the age of 87, following a long battle with emphysema, with his wife and son at his side. Bob was born on August 5, 1930 in Earlington, Kentucky. Upon graduation from highschool, Bob was drafted into the Army. Bob and Patricia A. McNerney met shortly thereafer… Read more »
FORMER SEC LAWYER CHALLENGES AGENCY’S ADMINISTRATIVE FORUM Denver lawyer David Zisser worked in the SEC’s enforcement division near the start of his 40-year career and his biggest-ever case could be the undoing of the agency’s in-house tribunal. Zisser convinced the U.S. Court of Appeals for the Tenth Circuit late last year that the way the… Read more »
We cordially invite you to attend the 49th Annual Rocky Mountain Securities Conference at the Denver Marriott City Center on May 5, 2017. This year’s event promises to be information-packed and very educational! Speakers include Joseph K. Brenner, Chief Counsel, Enforcement Division, SEC, C. Dabney O’Riordan, Co-Chief, Asset Management Unit, Enforcement Division, SEC, Robert A. Cohen,… Read more »
Date: March 27, 2017 From: Reid A. Godbolt, Esq. The Securities and Exchange Commission (“SEC”) on March 22, 2017, adopted an amendment to Rule 15c6-1(a) under the Securities Exchange Act of 1934 to shorten by one business day the standard settlement cycle for most broker-dealer securities transactions. As you probably know, the standard settlement cycle… Read more »
Jones & Keller advises GOLFTEC in its majority sale to Golf Digest Online of Japan for undisclosed amount.
Jones & Keller congratulates the graduates of Arrupe Jesuit, which serves Denver’s economically disadvantaged students.