We cordially invite you to attend the 49th Annual Rocky Mountain Securities Conference at the Denver Marriott City Center on May 5, 2017. This year’s event promises to be information-packed and very educational! Speakers include Joseph K. Brenner, Chief Counsel, Enforcement Division, SEC, C. Dabney O’Riordan, Co-Chief, Asset Management Unit, Enforcement Division, SEC, Robert A. Cohen, […]
Date: March 27, 2017 From: Reid A. Godbolt, Esq. The Securities and Exchange Commission (“SEC”) on March 22, 2017, adopted an amendment to Rule 15c6-1(a) under the Securities Exchange Act of 1934 to shorten by one business day the standard settlement cycle for most broker-dealer securities transactions. As you probably know, the standard settlement cycle […]
Jones & Keller advises GOLFTEC in its majority sale to Golf Digest Online of Japan for undisclosed amount.
Jones & Keller congratulates the graduates of Arrupe Jesuit, which serves Denver’s economically disadvantaged students.